-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NR/6wXTC/4DbdmJ+QdZZcCwaijE+xSiQSegST3iZMB3joo3AGYB+MEUkLyUKYFrR KSUsZ1xvElUFrXmh50sEnw== 0000950135-01-000666.txt : 20010223 0000950135-01-000666.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950135-01-000666 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: GREYLOCK EQUITY GP LTD PARTNERSHIP GROUP MEMBERS: GREYLOCK EQUITY LP GROUP MEMBERS: GREYLOCK EQUITY LTD PARTNERSHIP GROUP MEMBERS: HENRY F. MCCANCE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPENWAVE SYSTEMS INC CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57801 FILM NUMBER: 1541215 BUSINESS ADDRESS: STREET 1: 800 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6505620200 MAIL ADDRESS: STREET 1: 800 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET INC DATE OF NAME CHANGE: 19990324 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREYLOCK EQUITY LP CENTRAL INDEX KEY: 0001008436 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043221531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110-2065 BUSINESS PHONE: 6174235525 MAIL ADDRESS: STREET 1: ONE FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110-2065 SC 13G/A 1 b38330ossc13ga.txt OPENWAVE SYSTEMS 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) OpenWave Systems, Inc. (as an amendment to 13G filed for Phone.com, Inc. on 2/14/00) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 683718 10 0 ----------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. 2 _____________________ _________________ CUSIP No. 683718 10 0 SCHEDULE 13G Page 2 of 8 Pages ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Greylock Equity Limited Partnership ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [ ] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES See Item 5 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY See Item 5 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING See Item 5 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: See Item 5 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 ________________________________________________________________________________ 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) See Item 5 ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN ________________________________________________________________________________ Page 2 of 8 pages 3 _____________________ _________________ CUSIP No. 683718 10 0 SCHEDULE 13G Page 3 of 8 Pages ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Greylock Equity GP Limited Partnership ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [ ] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES See Item 5 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY See Item 5 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING See Item 5 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: See Item 5 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 ________________________________________________________________________________ 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) See Item 5 ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (See Instructions) PN ________________________________________________________________________________ Page 3 of 8 pages 4 _____________________ _________________ CUSIP No. 683718 10 0 SCHEDULE 13G Page 4 of 8 Pages ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Henry F. McCance ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [ ] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES See Item 5 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY See Item 5 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING See Item 5 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH: See Item 5 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 ________________________________________________________________________________ 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) See Item 5 ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (See Instructions) IN ________________________________________________________________________________ Page 4 of 8 pages 5 _____________________ _________________ CUSIP No. 683718 10 0 SCHEDULE 13G Page 5 of 8 Pages ________________________________________________________________________________ Item 1(a) Name of Issuer: OpenWave Systems, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 800 Chesapeake Drive Redwood City, CA 94063 Item 2(a) Name of Person Filing: Greylock Equity Limited Partnership ("GELP"); Greylock Equity GP Limited Partnership ("GEGPLP"), the General Partner of GELP; Henry F. McCance, the Managing General Partner of GEGPLP ("Managing Partner"). Item 2(b) Address of Principal Business Office or, if none, Residence: The address of the reporting persons is: One Federal Street Boston, Massachusetts 02110 Item 2(c) Citizenship: GELP is a limited partnership organized under the laws of the State of Delaware. GEGPLP is a limited partnership organized under the laws of the State of Delaware. Mr. McCance is a citizen of the United States. Item 2(d) Title of Class of Securities: Common Stock, par value $.001 per share (the "Common Stock"). Item 2(e) CUSIP Number: 683718 10 0 Item 3 Description of Person Filing: Not applicable. Item 4 Ownership: (a) Amount Beneficially Owned: See Item 5. (b) Percent of Class: GELP: See Item 5 GEGPLP: See Item 5 Mr. McCance: See Item 5 Page 5 of 8 pages 6 _____________________ _________________ CUSIP No. 683718 10 0 SCHEDULE 13G Page 6 of 8 Pages ________________________________________________________________________________ (c) Number of Shares as to which the person has: (i) sole voting power; (ii) shared voting power; (iii) sole dispositive power; (iv) shared dispositive power: See Item 5. Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [X] Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: Not applicable. Page 6 of 8 pages 7 _____________________ _________________ CUSIP No. 683718 10 0 SCHEDULE 13G Page 7 of 8 Pages ________________________________________________________________________________ SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. DATED: February 13, 2001. GREYLOCK EQUITY LIMITED PARTNERSHIP By: Greylock Equity GP Limited Partnership General Partner By: /s/ HENRY F. MCCANCE ------------------------------------ Henry F. McCance Managing General Partner GREYLOCK EQUITY GP LIMITED PARTNERSHIP By: /s/ HENRY F. MCCANCE ------------------------------------ Henry F. McCance Managing General Partner /s/ HENRY F. MCCANCE ------------------------------------ Henry F. McCance Page 7 of 8 pages EX-99.1 2 b38330osex99-1.txt AGREEMENT 1 CUSIP No. 683718 10 0 Exhibit I AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of OpenWave Systems, Inc. EXECUTED as a sealed instrument this 13th day of February, 2001. GREYLOCK EQUITY LIMITED PARTNERSHIP By: Greylock Equity GP Limited Partnership General Partner By: /s/ HENRY F. MCCANCE ------------------------------------ Henry F. McCance Managing General Partner GREYLOCK EQUITY GP LIMITED PARTNERSHIP By: /s/ HENRY F. MCCANCE ------------------------------------ Henry F. McCance Managing General Partner /s/ HENRY F. MCCANCE ------------------------------------ Henry F. McCance Page 8 of 8 pages -----END PRIVACY-ENHANCED MESSAGE-----